The Emergence of Science

 

The Copernican Revolution

 

On the morning of February 19, 1600 an event that was a harbinger of things to come ushered in the new century. Several hooded members of a group known as the Company of Mercy and Pity took a young man from the Nona Tower, a secular prison in Rome, separate from the "holy" one of Castel Sant'Angelo, put him in a wooden wagon and hauled him over to the Campo dei Fiori, the Square of Flowers.  Along the way, Jesuit and Dominican priests mumbled their imprecations to the young man in an attempt to elicit a last minute recantation of his beliefs, lest he forever be damned as a heretic.  It would have been difficult for him to respond, even if he desired to do so in the affirmative --- which he did not --- since his jaw had been clamped shut with an iron gag, one long spike that pierced his tongue and another that had been driven through his lower jaw and upper palate.  Perhaps the priests, afraid of the impotence of their supplications to get the young man to recant, were even more afraid that he would use his tongue to incite the crowd of onlookers along the way

 

As the wagon passed, bystanders asked who the young man was.  "A Lutheran", the priests replied, in those days a synonym for anyone branded a heretic.  The young man was no Lutheran; he was a Dominican himself, a member of the group that would soon execute him for his beliefs.  He had been charged with eight offenses.  Upon several he had wavered.  On one, he stood firm.  He believed in the infinity of the cosmos and the plurality of habitable worlds.  He believed that God was infinite and so was his handiwork.  He believed that the Earth traveled around the Sun and that there were many systems like it that contained other living creations of God. 

 

The young man was stripped naked and a crucifix pressed to his face.  He turned away, in obvious disgust., sending shrieks through the crowd.  Then, Giordano Bruno was burned, the priests chanting their litanies while the crowd looked on.

 

3.1     Nicolaus Copernicus (1473 - 1543)

 

"This fool wishes to reverse the entire science of astronomy; but sacred scripture tells us that Joshua commanded the sun to stand still, and not the earth!"

Martin Luther - Table Talk

$                    Insert Figure of Copernicus

 


The edifice of modern science rests on precise measurements.  There is a Latin phrase that describes the essence of the legal system that we have adopted to govern ourselves --- Leges sine moribus sunt vanae, or, laws without morals are vain.  A similar phrase could be coined to define the essence of science --- Ratio sine observatione est vana, or, theory without observation is vain.  Unless firmly founded on detailed observation, any theory fabricated to explain some phenomenon is likely to be an illusion at best and misleading at worst, particularly if an ill-founded and incorrect theory is adopted and perpetuated as authoritative dogma.

 

How and when did modern science begin?  We can make a strong case that it started with the act of taking precise measurement and using those measurements to discriminate in an objective way between conflicting theories.  The protagonists of the geocentric model of the universe could argue persuasively that the Earth was immobile, bringing all their powers of rhetoric into the fray; they could appeal to authority; they could bludgeon their opponents with clubs, but rhetoric alone was doomed to fail as the final arbiter of natures truth.  Once humans began to make accurate observations of phenomena and precise measurements of their characteristics, using unbiased instruments, it became increasingly difficult to deny that the Earth was in motion around the Sun, for to do so, forced the dissenter into the unenviable position of directly demonstrating that a precise, unbiased measurement, made by a careful observer, was wrong.  Like the basis of our legal system, the burden of proof came to rest squarely upon the shoulders of the accuser, not the accused.  Attack a theory if you will, but be prepared to back up your attack with observation and measurement to support your point of view --- not just rhetoric, or appeal to authority, or, perish the thought, the strength of your fist or the power of your military.

 

A strong argument can be made that the modern scientific era began with the Copernican hypothesis, published in his de Revolutionibus in 1543, and the subsequent attempts to prove it true or false.  Copernicus stated that Sun was the center of the solar system and the Earth was not, relegating it too just one of many other, similar worlds. If true, this heretical proposition would topple the Earth from its exalted position as Gods chosen child, occupying the most special place among all his subjects --- a single, isolated unique world, positioned at the center of the universe, upon which a lone human species resided, paying homage to its creator.  Sir Isaac Newton demonstrated 144 years later in 1687 in the Principia, that this hypothesis was true beyond all reasonable doubt.  Newtons theory describes completely the motion of any macroscopic object regardless of its location in the universe, in terms of several, simple, universal laws.  Application of these laws leads to the inescapable conclusion that the Sun and all the planets could not orbit the Earth.  After Newton, no one could refute the notion that the Earth orbited the Sun in any rational way.  The recognition that the Earth was not the center of the universe was perhaps the most profound discovery ever made by the human species.  Humankind no longer occupied a special place in the cosmos and this realization opened up the possibility of the existence of similar species inhabiting other, similar worlds.  The gradual awakening of this idea threatened the Aristotelian underpinnings upon which the Church had securely rested for centuries. It is no wonder that it so bitterly opposed this newly emerging discipline whose embarrassing discoveries continued to erode its foundations.  As humankind entered the 16th century, the Church regulated its behavior and dictated its views regarding all things including the behavior of the natural world.  By the end of the 17th century, science, or natural philosophy as it was then known, had effectively eliminated the Church as the final arbiter of questions concerning the way nature worked.  Its pronouncements on such matters were now given no more credence than were the claims of mystics or believers in the supernatural.  The natural world now fell under the domain of science.

 


It is astonishing how few people are aware of the sequence of events that led to the emergence of the science and technology upon which modern society is based.  Even those who are supposedly educated have more than likely never heard of Kepler's laws of planetary motion.  The events leading up to their discovery and proceeding from them had such a profound impact upon the development of modern civilization and the emergence of the human species as an operationally intelligent one, that awareness of them ought to be more widespread. We argued in the previous chapter that many factors had to be established by a society in order to set a proper stage for the beginnings of science.  And even if the right factors are set in place, modern science, as we now practice it, still might not emerge.  Indeed, after almost starting up with the Greeks of the 6th through the 2nd century B.C.E., continued development halted almost dead in its tracks and did not kick into full gear again until the Renaissance. And it might not have happened then were it not for the occurrence of many serendipitous events.

 

Nowhere is it written down that the emergence of modern science among a potentially “intelligent species” is inevitable, even though most people, including many, if not most, scientists, think that it is.  We ought to examine this premise closely, for if it is not inevitable, then the likelihood that other life forms that emerge in some other favored spot in the universe will discover science and in doing so, become operationally intelligent, might be much smaller than we think.  The only way we can even begin to assess this likelihood is to attempt to discover those factors that led to the emergence of the modern scientific enterprise among our own species.  In order to make such an assessment, we turn the clock back about three centuries to address a problem that re-emerged after it had seemingly died with a few exceptional Greeks almost two millennia earlier.

 

The problem centered on the observed motion of the planets.  Their apparent motion is more complicated than meets the eye because the observations are made from a moving frame of reference --- the Earth.  Because of this complication, each planet periodically executes retrograde motion --- it appears to reverse its normal course of progression through the panoply of stars that serve as a stationary backdrop.  This problem had plagued ancient astronomers for centuries, and to their great credit, they invented incredibly ingenious geometrical schemes to deal with it.  But from the moment Plato charged astronomers with the mandate to only use uniform circular motion to “¼save the appearances” astronomers got stuck in the quagmire of epicycles and deferents.  Copernicus realized that retrograde motion could be explained much more simply as an effect of the relative motion between the planets, each one in orbit around a centrally located Sun.  The retrograde motion is an apparent motion that occurs when one planet overtakes another.  The effect is similar to how a driver of a vehicle moving at 60 mph perceives another one traveling at 55 mph in the lane to his right.  As the faster moving vehicle passes the slower moving vehicle, it appears to be moving backwards.

$                    Insert Figure of retrograde motion from heliocentric point of view

 

And so Copernicus broke with the past by advancing a heliocentric model of the solar system, but he did not make a clean break.  In fact, Copernicus was a confirmed Platonist who, like Plato, firmly believed that the planets executed perfectly uniform circular motion!  It was Ptolemy, one of the staunchest proponents of a geocentric model of the solar system, who actually defied Plato by adopting the equant in his unwieldy system in order to force the planets to travel at varying speeds along perfect circular paths. Thus, Copernicus breakthrough was actually something of a throwback C he managed to re-institute Platos perfect, uniform circular motion requirement, albeit in circles that ran around the Sun instead of the Earth.  His scheme of motion, though in principle simpler than that of Ptolemys, was still riddled with the ferris-wheel-like structure of epicycle turning upon cycle.  He had no choice but to adopt such a cumbersome structure if he was to obtain some degree of agreement between the observed and predicted positions of the planets --- and insist that the planets obey the Platonic dictate.  In all, his heavenly model required some forty-eight epicycles, eight more than Ptolemy's!

 


Why didn't Copernicus get any further than he did?  His firm belief in Platonic dogma certainly constrained his thought process.  But, had he access to the large number of precisely measured planetary positions and times when the planets were at those positions that Kepler did, he might have freed himself of the Platonic shackles.  When forced to do so by overwhelming experimental evidence, subsequent thinkers, Kepler among them, managed to acknowledge the incorrectness of their pet notions.  But Copernicus was never constrained by precise measurements.  Indeed, in his own book, de Revolutionibus, he listed only twenty-seven observations of his own that he made during the fifty-year course of his scientific lifetime.  Most of the observations that he used in putting together his revolutionary heliocentric proposition came from the Greek astronomers Hipparchus, Ptolemy and others, made more than a thousand years earlier!  The degree of precision that they had achieved was unknown.  It was taken for granted that they were as good as they could be.  Accuracy was necessary if one wanted to construct calendars and navigational charts.  But apart from these considerations, the necessity for precision, or an assessment of the degree of precision, of a particular observation, was not appreciated by anyone.  This attitude, incomprehensible to a modern mind trained in science, is due in no small part to that great scientific authority, Aristotle, who emphasized qualitative rather than quantitative measurement.  Given such an operational paradigm, only a scientific deviant would be interested in precision for its own sake.  Besides, a geometry of the heavens, consisting only of cycles and epicycles, made of perfect circles, did not require a great number of observational data points for its construction.  A circle needs only three points on its circumference or a center and a radius for it to be completely specified.  Thus, once Copernicus constructed an adequate theory of planetary motion out of perfect circles based upon a few, fairly qualitative and inexactly measured data points, no more needed to be done.  It was good enough --- and he had accomplished his goal of resurrecting Plato's dogma of perfect, uniform circular motion.

 

The Copernican model was presented in his treatise, de Revolutionibus (Concerning the Revolutions) in 1543.  The monk, Osiander, who had been charged with publishing the book later bastardized the title to the more palatable de Revolutionibus Orbium Coelestium (Concerning the Revolutions of the Heavenly Spheres).  Osiander was most probably motivated towards this presumption, not to improve Copernicus' choice of wording, but to appease church authorities, in hopes that they would not block the publication of what was then a most heretical viewpoint.  Copernicus never saw a copy of his book until the day of his death in 1543.  This treatise, published in Latin, slowly began to percolate through a society, long mentally dormant, just emerging from the deep, intellectual sleep of the dark ages.  The book was never a best seller; it was imminently unreadable, but even so, its central premise would eventually become known to a number of great thinkers. It would infuse them with a new mode of thought that would dethrone the world and humanity along with in it.

 

3.2     Tycho Brahe (1546 - 1601)

 


"but for us, who, by divine kindness were given an accurate observer such as Tycho de Brahe, for us it is fitting that we should acknowledge this divine gift and put it to use . . . Henceforth, I shall lead the way toward that goal according to my own ideas. For, if I had believed that we could ignore those eight minutes, I would have patched up my hypothesis accordingly.  But since it was not permissible to ignore them, those eight minutes point the road to a complete reformation of astronomy."

                                                                                                             Kepler - The New Astronomy

$                    Insert Figure of Tycho

 

Never was there a more unlikely pair, Johannes Kepler, a pauper, from a family of misfits; Tycho Brahe, a nobleman, from pure Danish stock.  Tycho's father, the Governor of Helsingborg Castle had promised his childless brother, Tychos uncle Joergen, a country squire and vice-admiral, that if he had a son, uncle Joergen could adopt him and raise him as his own. The Governor reneged on his promise and uncle Joergen eventually stole the first-born, Tycho.  The Governor eventually cooled down and gave his blessing to Joergen, knowing that Tycho would eventually inherit much of Joergen's fortune.  This came to pass somewhat sooner than expected.  Uncle Joergen had an accident that turned out to be lethal, returning from battle with the Swedes in the coterie of King Frederick II.  The King fell into the water while passing over a bridge connecting Copenhagen to the royal castle.  Uncle Joergen jumped in and saved the King but died of pneumonia soon after.

 

Being kidnapped and raised by the irascible vice-admiral certainly helped turn Tycho into one of history's most interesting eccentrics.  This was evidenced even in his physical appearance.  Tycho was born with a silver spoon in his mouth and soon had a nose to match.  As a young man he fought a sword duel with a fellow student to resolve an argument over who was the better mathematician of the two.  Tycho might have won the verbal argument but lost the physical one when a good chunk of his nose was sliced off by his agile opponent.  He replaced the lost piece with one fashioned from an alloy of silver and gold.  In portraits, the metal nose stands out in sharp contrast with the fleshy features of Tycho's large, baldhead, bulbous eyes, and curled handlebar mustache.

 

At the end of Tychos first year at the University of Copenhagen, he saw something that changed the course of his whole life: a partial eclipse of the Sun.  It had been announced beforehand and it struck the young Tycho as nothing short of miraculous that men could predict so accurately the future occurrence of celestial events.  He began to neglect his education in the classics and instead, committed himself fully to the study of astronomy.

 

The predictability of astronomy intrigued him. It stood in complete contrast with the unpredictability of his life in the carnival that was the Brahe family. In spite of their disapproval, he immersed himself in the design and construction of massive astronomical instruments. One of these was a huge quadrant, thirty-eight feet in diameter and turned by four handles.

$                    Insert Figure of Tychos quadrant

Tycho used this instrument and others of his own design to mark the locations of all the planets, the Moon, stars, comets and any other celestial body that could be seen by naked eye but with an accuracy that far surpassed that obtained by any of his predecessors.  This painstaking work, carried out over the duration of his life, established his place in history as the father of modern observational astronomy.  His devotion to precision --- making measurements accurate to about a minute of arc, the very limit of accuracy obtainable with the naked human eye --- was totally original. This was his legacy.  His work demonstrated conclusively that the scientific method was only of value when firmly based on precise and continual observation.  No wonder Kepler called him the Phoenix of Astronomy.

 

You might now have some inkling regarding the intent of Kepler's comment in the quote at the beginning of this section.  Tycho was fifty-three years old when Kepler, then twenty-nine, finally managed to meet him and gain his patronage.  By then Tycho had achieved world renown and Kepler had been pining for years to gain access to his precise data on planetary positions and distances.  Had Tycho never made his measurements, Kepler probably would have accepted his solution to the planetary orbits based on the nesting of the five perfect Platonic solids that he had published in his book, Mysterium Cosmographicum.  Discrepancies between his model and the meager data of Copernicus and Ptolemy never would have fazed him.  But this lackadaisical attitude toward observation was on downward ebb at this time in history.  Ocean-going navigators were beginning to demand increased precision in compasses and clocks. Such a climate led to a newfound respect for hard fact and exact measurement.  The centuries old debate between Ptolemy and Copernicus would no longer be settled by religious dogma or rhetoric alone; no --- the argument would be decided in the new arena of precision experiment and in that arena, Tycho reigned supreme.

 

Tycho's quest for precision was partly stimulated by his desire to check the validity of the Copernican model (in which he never believed).  Mostly though, achieving precision for its own sake was his passion.  His catharsis had come with the solar eclipse and the dumbfounding realization that the occurrence of astronomical events could be predicted ahead of time.  A second occurrence of an opposite kind solidified the future course of his life; the upsetting experience that an astronomical prediction could be in great error.  On 17-Aug-1563 he observed a conjunction of Saturn and Jupiter in which they were so close together that they appeared to be one.  He discovered that the Alphonsine tables (the currently accepted table of planetary positions based on the Ptolemaic calendar) erred by a month in this prediction and the more recently generated Copernican tables by several days.  Tycho thought this situation intolerable.  His noble family disapproved of lowly stargazers and this failure confirmed their opinion of their worthlessness.  Tycho resolved that from this point on, this particular stargazer would show them how the job should be done

 


A third heavenly event established Tycho's fame as the leading astronomer of his time: on the night of 11-Nov-1572, Tycho gazed up at the evening sky and saw the most miraculous wonder there that he or any other human being on Earth could ever be privileged to see --- a new star --- brighter than Venus, in a place where no star had been before, a little northwest of the constellation, Cassiopeia, the familiar "W" in the sky near the Big Dipper.  He could not believe his eyes.  It was so bright that people with sharp eyes could see it during the day!  And there it stayed, never changing its position relative to the other “fixed” stars, but gradually dimming in the days to come until it finally faded from view some eighteen months later.  Other astronomers saw it too.  But no “western world” observers had ever reported such a thing since the year 125 B.C.E. when the great Greek astronomer, Hipparchus had seen a similar, new star in the sky.[1]

 

The importance of this event cannot be dismissed.  Indeed, it might have been a miracle, but though the new star resided in heaven, church hierarchy would soon wish to consign it to hell.  Its existence there contradicted all religious and scientific dogma of the day --- Christian, Aristotelian and Platonic.  Supposedly, the eighth, or heavenly, sphere contained only the fixed stars and it was perfect and immutable from the day of divine creation until eternity.  All change, generation, growth and decay were confined to the innermost, sub-lunar sphere that contained the Earth.  This “scientific” dogma originated with the Greeks back in the third century B.C.E. and was advocated by Aristotle.  Ultimately, Aristotle’s view was refined, made consistent with the Christian religion and then adopted by it so that it became a heresy to speak against it.

 


Tycho's reputation grew to such an extent following his discovery of the new star of 1572 that King Frederick II of Denmark, whose life had been saved by the late Uncle Joergen and had already promised Tycho a prominent position, began to fear that the brilliant young man might leave to take up residence somewhere other than Denmark.  King Frederick made Tycho an offer he couldn't refuse --- his own island, Hveen, in the Sund between Copenhagen and Elsinore castle, over two thousand acres rising on magnificent white cliffs out of the sea.  It was here that Tycho built his famed observatory, Uraniborg, the Castle in the Heavens, at Denmark's expense.  He was given an annual stipend and various grants that would make his income one of the highest in Denmark.  Tycho deliberated for a week and then accepted the island and the fortune that came with it.

 

Comparing Tycho's work at Uraniborg to anything that came before is like comparing a series of still shots in a slide show to the continuous image of a VCR display.  His survey of the solar system was remarkable for its precision and quantity. He measured planetary positions to an accuracy of arc minutes, at thousands of orbital points.  He located the positions in the sky of a thousand stars.  On the basis of his measurements, he built a cosmology, a model of the solar system, that has been given little credence by most historians of science, but in fact closely represents the motion of the heavens as seen from the moving Earth!  Tycho believed, for good reason, that the Earth was motionless. He could not detect a parallax for one single star out of the thousand whose positions he had determined with unprecedented accuracy.  This implied that either the Earth was at rest or the stars were unimaginably far away.  His mind rebelled at the latter conclusion even though it proved to be the correct one!

$                    Insert Figure and explanation of Tychos model of the solar system

 

3.3     Johannes Kepler (1571 - 1630)

 

My aim is to show that the heavenly machine is not a kind of divine, live being, but a kind of clockwork ... insofar as nearly all the manifold motions are caused by a most simple, magnetic, and material force, just as all motions of the clock are caused by a simple weight.  And I also show how these causes are to be given numerical and geometrical expression.

Kepler, Letter to Herwert von Hohenberg, Catholic Chancellor of Bavaria, 10-Feb-1605

 


$                    Insert Figure of Kepler

 

The stage was set for Kepler.  The mystery of the way the solar system worked lay hidden in Tycho's tables of planetary data, but Tycho lacked both the desire and the ability to figure it out.  He needed a Kepler --- and he knew it.  Fate brought them together at precisely the right moment.

 

King Frederick, Tycho's patron, was fond of drink, a pleasure he engaged in so excessively that ultimately it claimed his life in 1588.  Tycho treated the young successor, King Christian IV, with such condescension and arrogance that Christian terminated Tycho's support and threw him out in 1597.  After wandering through much of Europe, the Tychonic caravan touched down in Prague, having secured the position of Imperial Mathematicus to Emperor Rudolph II. As part of the package deal, Rudolph gave Tycho a substantial income and a castle about 22 miles northeast of Prague.  Kepler would become his protégé six months later.

 

This sequence of events turned out to be one of the most fortuitous of the scientific renaissance.  If the vituperative Tycho hadn't been so overbearing and gotten himself thrown out of Denmark so unceremoniously --- if he hadn't settled near Prague just when he did, Kepler never would have been able to join Tycho.  The expense of getting to Denmark was far too great for the poor Kepler, but Prague was not too distant from Gratz where Kepler was Mathematicus and it was just within his reach.  How fortunate that Kepler made it there and that they were able to collaborate --- for the eighteen months Tycho had left to live.

 

Tycho gave Kepler the task of working out the orbit of Mars, a problem that had confounded all previous attempts using circles or combinations thereof.  This choice of task for Kepler proved to be extremely fortunate, since Mars alone held the key to a long-concealed truth about planetary orbits --- they were elliptical, not circular --- and of all the planets visible to the naked eye,[2] the elliptical orbit of Mars is the most eccentric. Furthermore, Mars was the closest outer planet, so it made many revolutions about the Sun during a person's lifetime.  Thus, Tycho had amassed an enormous amount of observational data on Mars. If Tycho had given Kepler any other planet to study, Kepler might well have prematurely concluded that circles could be made to work and the true laws of planetary motion might have remained buried forever in Tycho's columns of numbers.

 

Tycho knew that he alone could never disentangle the true shape of the Martian orbit from the erratic wanderings that his own extensive and precise data had uncovered.  By now he was too old. He lacked the requisite imagination and mathematical tools.  He knew that Kepler was the only person who could work his way through it and that probably nothing would get in his way from doing so.  It galled him that it would be this common upstart who would reap the fruit of his own lifelong work and so he gave Kepler his data on Mars, grudgingly and slowly.  The frustrated Kepler could work on the problem only in brief snatches.

 


Another of those fortuitous chance events that seemed to keep cropping up precipitated the end of their tumultuous relationship.   On 13-Oct-1601, Tycho was a dinner guest at the illustrious Baron Rosenberg's castle in Prague.  Although Tycho was used to drinking large quantities of wine and could handle it well, during the course of the banquet he held back his water beyond all demands of propriety.  When he returned home, he could hardly urinate at all.  He developed a fever, gradually becoming delirious, and still the critical passage remained blocked.  Even so, he continued to eat, compounding his difficulty.  He expired, from uremia on 24-Oct-1601, his last words a refrain he repeated again and again:

Let me not seem to have lived in vain.

He had not.  On 6-Nov-1601, Kepler was appointed Tycho's successor to the post of Imperial Mathematicus.  He held it until the death of Emperor Rudolph in 1612. By then he had worked out the laws of motion of the heavenly objects that constituted the universe as it was then known.

 

Another fortuitous event occurred that further cleared the way for Kepler, this one initiated by Kepler himself; he pilfered Tycho's data --- an act he calmly admitted in a subsequent letter to Heyden, an English colleague and admirer:

… I confess that when Tycho died, I quickly took advantage of the absence, or lack of circumspection, of the heirs, by taking the observations under my care, or perhaps usurping them...

 

Clearly, Kepler had been driven to do such a thing by a long-standing lust for Tycho's treasured data.  It is a good thing that he did it when he did, for soon thereafter, Junker Tengnagel, whose claim to Tycho's estate had been staked by illicitly impregnating Tycho's daughter, Elisabeth, whom he subsequently married, got hold of all Tycho's remaining possessions.  He sold the observations and instruments to the Emperor, but couldn't deliver the observations since Kepler now had them in his possession. Subsequent litigation slowed down the publication of Kepler's treatise, the New Astronomy, but it didn't prevent his work.

 

The critical point regarding Kepler's struggle with Mars is that he let the data speak for itself.  Somehow, he was able to rid himself of all prejudice  regarding the motion of the planets.  No one before him had been able to do that.  From the early Greeks up through Copernicus, the Platonic dogma in one form or another held sway over ideas of how the heavens worked.  Planetary orbits were manifestations of Platonic “true forms that could only be unmasked by pure thought --- most certainly not by observation.  They moved at uniform speed in perfect circles because Plato said circles were perfect forms, whose true perfection could only be experienced with the mind's eye, not the ones residing above ones nose.  Aristotle put the planets on rotating, immutable spheres, whose perfection could never be attained by sub-lunar residents.  The Christian church readily embraced the Aristotelian position as support for its own brand of dogma, namely that the perfect, omnipotent one true god resided in the only perfect place available, the outermost, heavenly, or eighth Aristotelian sphere. No thinker of antiquity had ever been able to discard such confining thought and pressure.  Somehow, Kepler managed to do it.  He believed that the planets orbited the Sun, dictated to do so --- not by a “prime mover” --- but somehow by natural causes. Kepler believed that the Sun created a force on the planets that caused them to move the way they did. Kepler never figured out a way to describe that force in a mathematical sense nor did he understand how objects responded to forces. That discovery awaited the brilliant Newton, but Kepler was way ahead of his time in attributing natural causes to the behavior of physical systems.  This is why he followed Tycho's data wherever it took him.  He knew that ultimately it would tell him the truth, but he had to look at the problem with a mind freed from the dogma of the past.


 

He quickly threw out combinations of circles.  The idea that a planet moved in epicycles made no physical sense to him.  He tried to fit an eccentric circle to the data.  Hipparchus had made that work fifteen centuries earlier but not with Tycho's data.  Kepler could not make it work, but he came very close.  In fact, Kepler was able to get an eccentric circle to fit ten different observations that Tycho had made of Mars with no discrepancy between observed and calculated positions in excess of 2 arc minutes.  Kepler was ecstatic but to test his model, he picked out two more observations of Mars from Tycho's storehouse of data and, to his great despair, discovered that they did not fit.  When he tried to adjust his eccentric circle by including these observations, a single observation remained steadfast in its disagreement by eight minutes of arc.  Eight damned minutes of arc!  What to do?  Kepler could not ignore it.  Probably Ptolemy and Copernicus would have thrown out the offending observation.  Not Kepler.  He knew that Tychos observation was good to within ±1 arc minute.  Tycho couldn't have been off by eight minutes of arc.  So Kepler threw out his hypothesis and in doing so, launched a new era in the history of scientific investigation --- no longer would good observational data in conflict with one’s pet hypothesis play second fiddle to it!  Hypothesis and observation would become equal partners in the search for a true theory.

 

Still, Kepler had become convinced that the shape of the orbit of Mars looked something like a flattened circle but he didn't know what mathematical formula described that shape. Eventually, Kepler stumbled upon a mathematical relationship between several characteristics of the sought-after curve that defined an ellipse (see Focus Box 1) and he was able to fit it to all of Tycho's data points for Mars to within an accuracy of  ±1 arc minute. This discovery became Kepler’s first law of planetary motion.

 

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Focus Box 1 - The Ellipse

An ellipse is the locus of points such that the sum of their distances from each focus is a constant.  We can use this property to draw an ellipse: first, place two thumbtacks on a piece of paper.  These are the two foci.  Then link them with a loop of string whose total length is longer than twice the distance between the two thumbtacks.  Place a pen in the loop of string and pull the loop taut.  Move the pen around the thumbtacks, keeping the string taut.  The pen will trace out an ellipse.  You can change the shape of the ellipse by changing the length of the string or the distance between the two thumbtacks.  The major axis is the line connecting two points on the ellipse that passes through the two thumbtacks, or foci.  The semi-major axis is half this distance.  Since planetary elliptical orbits are very nearly circles, the two foci for such ellipses are extremely close together.

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Kepler actually discovered and used what would become his second law of planetary motion (the planets sweep out equal areas in equal times; see Focus Box 2) while in the process of discovering the first law and he published these two laws in his magnum opus, the Astronomia Nova, in 1609.  Its full title was:

A New Astronomy  Based on Causation

or A Physics of the Sky

derived from Investigations of the

Motions of the Star Mars

Founded on Observations of The Noble Tycho Brahe

 

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Focus Box 2 -  Kepler’s 2nd Law - Equal Areas

 

Note the two pie-shaped segments in the ellipse in the figure.  Each represents the area swept out by a planet in a fixed period of time (say one month going from 1 ® 2 and also 1 month going from 3 ® 4) as it travels around the Sun (at one of the foci of the ellipse).  Kepler's second law states that these two areas are equal.  As the planet moves around the Sun from position 1 to 2 towards perihelion, it speeds up as it gets a little closer to the Sun, sweeping out the short, squat sector.  As it moves around the Sun, from position 3 to 4 towards aphelion, it slows down as it moves further away, sweeping out the long skinny sector.  The speed must vary in a precise, mathematical way if it is to preserve the equality of these areas.


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His final discovery, the third law of planetary motion, took him a total of twenty-two years from the time he first laid his hands on Tycho's data.   It was first published in Harmonice Mundi, or Harmony of the Worlds, in 1618.  This book was the climax of his lifelong obsession.  Kepler was a true Pythagorean.  Harmonice Mundi was Kepler's attempt to expose the ultimate secret of the universe via a complete synthesis of geometry, music, astrology, astronomy and epistemology.  Kepler completely regressed to Platonic dogma in this endeavor.  He was the last scientist to do so.  He was ecstatic about this final discovery, the so-called “harmonic law,@ for he was convinced that it vindicated his firm belief that the planets played musical notes as they danced around the Sun.  For example, when Saturn is at aphelion (furthest from the Sun) it moves at the rate of 106 arc seconds per day and when it is nearest at perihelion, at 135 arc seconds per day.  Thus, it "plays notes" in the ratio of 4:5 --- a major third in musical terms.  The ratio of Jupiter's slowest to its fastest motion is a minor third, and so on for the rest of the planets.  If the human ear hadn't been overwhelmed by the cacophony that filled the gross, sub-lunar sphere, we could hear the harmony of the outer spheres and the laws of planetary motion would have been obvious to us since the beginning of time.  Shades of Pythagoras.

 

Kepler's third law of planetary motion, which relates the distance of a planet from the Sun to the time it takes the planet to go around it, lay buried in this book, a beautiful pearl of wisdom hidden away in the midst of mystic mumblings.  The first two laws had been discovered in spite of his blundering; the third was the result of patient, tireless pursuit.  When he hit upon it, he realized the dreams of his youth --- the universe was a harmonious place.  Without such a law, the cosmos would have made no sense to him.  If the Sun, somehow, caused the motion of the planets, then their speed around it had to depend on their distance from it.  Indeed, it did.  Though his search was driven by mystic underpinnings, his unerring belief that motion was somehow governed by physical causes ultimately led him to the truth.

 

3.3.1  Kepler's Three Laws of Planetary Motion

 

$                    Kepler's first law of planetary motion is known as the law of ellipses.  It states that the planets travel around the Sun in elliptical orbits, with the Sun at one of the foci.  No Platonic circles!  No Ptolemaic epicycles!  No Aristotelian set of fifty-five mechanized wheels grinding away on each other!  Just one simple, clean curve in space, traced out by each planet in its motion around the Sun (Focus Box 1).

 

$                    Kepler's second law, known as the law of equal areas, states that a line (the radius vector) connecting the Sun and a planet, sweeps out equal areas in equal times.  This law describes the way the speed of a planet varies as it travels around the Sun in its elliptical orbit, speeding up as it approaches the Sun and slowing down as it recedes from it.  (Focus Box 2).

 

$                    Kepler's third law states that the square of the period of revolution of a planet about the Sun is proportional to the cube of the semi-major axis of its elliptical orbit. The third law can be expressed mathematically in the following succinct way

 

           

 

Where K is a constant of proportionality whose value depends on the units in which the orbital period, T, and the semi-major axis, R, are expressed.  The law takes a particularly simple form

 

           

 

… if time is expressed in years and distance in astronomical units.  Using this law we can easily calculate the time it takes for a planet to orbit the Sun if the mean radius of its orbit is known or vice-versa (Example 1).

 

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Example 1

 

Suppose we know that it takes the planet, Jupiter, 11.86 yrs to complete one orbit around the the Sun.  Then using the above equation we have

 

 

One can make a quick mental estimate of the solution to the equation above, without actually solving it, in the following way: first, note that 11.86 yrs is about 12 yrs and that 122 = 144.  The radius of the orbit has to be a number whose cube is a little less than 144.  But 53 = 125 and therefore the radius has to be a little bit more than 5 AU.  The actual solution is obtained by taking the cubed root of both sides of the equation.

 

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Kepler's third law of planetary motion works exceedingly well.  Take a look at Table 3.3.1 where we have listed the periods and mean radii of the planets known to Kepler at the time of the discovery of his third law.  The fourth and fifth columns in the table show the calculated values Pplanet2 and Rplanet3.  The accuracy of the agreement is particularly astonishing, given that the values listed for the periods and mean radii are modern values --- values that Kepler did not have at his disposal 400 years ago!

 Table 3.3.1 Planetary Orbital Data


 

Planet

Tplanet (years)

 

Rplanet (AU)

 

 Tplanet2

 

Rplanet3

 

Mercury

 

0.241

 

0.387

 

0.0581

 

0.0580

 

Venus

 

0.615

 

0.723

 

0.378

 

0.378

 

Earth